NAV and Fund Data - CABA Capital

OPEN FUNDS	ISIN	Data as of	NAV	Issue price	Redemption price	AUM
CABA Hedge KL A	DK0060814523	02-09-2026	DKK 161,98	DKK 162,62	DKK 161,33	DKK 1.017 million
CABA Hedge KL W	DK0061677804	02-09-2026	DKK 163,86	DKK 164,52	DKK 163,21	DKK 1.017 million
ISEC SICAV-RAIF - CABA Flex 2 A (EUR)	LU2809741023	02-09-2026	EUR 119,35	EUR 119,71	EUR 118,99	DKK 461 million
ISEC SICAV-RAIF - CABA Flex 2 B (DKK)	LU2809741296	02-09-2026	DKK 947,95	DKK 950,79	DKK 945,11	DKK 461 million
AKL CABA Flex3	DK0063969845	03-09-2026	DKK 118,15	DKK 119,04	DKK 117,27	DKK 400 million
ISEC SICAV-RAIF - CABA Flex 4 A (EUR)	LU3333826876	02-09-2026	EUR 100,02	EUR 101,02	EUR 99,02	DKK 219 million
ISEC SICAV-RAIF - CABA Flex 4 B (DKK)	LU3333826959	02-09-2026	DKK 746,00	DKK 753,46	DKK 738,54
ISEC SICAV-RAIF - CABA Flex 4 C (SEK)	LU3333827098	02-09-2026	SEK 1.086,27	SEK 1.097,13	SEK 1.075,41
ISEC SICAV-RAIF - CABA Flex 4 D (GBP)	LU3333827171	02-09-2026	GBP 86,88	GBP 87,75	GBP 86,01
ISEC SICAV-RAIF - CABA Flex 4 E (CHF)	LU3333827254	02-09-2026	CHF 90,95	CHF 91,86	CHF 90,04
ISEC SICAV-RAIF - CABA Flex 4 F (USD)	LU3333827338	02-09-2026	USD 116,39	USD 117,55	USD 115,23

CLOSED FUNDS	LIFESPAN	INCEPTION	MATURITY	TOTAL RETURN	SHARPE RATIO	PEAK AUM
CABA Flex	3 Years	December 2022	December 2025	43.0%	0.91	DKK 473 million

Please read the following carefully before proceeding to access this financial website. By accessing this website, you acknowledge that you have read and understood the information.

By accessing this site and all associated information, hereunder information about our alternative investment funds, you confirm that you qualify as a “Professional Investor” under MiFID II (Directive 2014/65/EU), “Semi-Professional Investors” under paragraph 5 of the Danish implementation of the AIFMD (Directive 2011/61/EU), or Well-Informed Investors as defined under Article 2 of the amended Luxembourg law related to reserved alternative investment funds. For more information on investor categories in MiFID II click here.

The following summary provides an overview of MiFID II Directive for informational purposes only. While efforts have been made to accurately represent the key provisions and concepts, it is important to note that this summary may contain typos, errors, or misinterpretations. Therefore, the summary should not be considered as a definitive or legally binding interpretation of MiFID II Directive.

The information provided herein does not constitute legal, financial, or investment advice and should not be relied upon for making business or investment decisions. It is recommended to consult with qualified professionals or refer to the official MiFID II Directive and relevant legal sources for precise and up-to-date information.

By using this summary or relying on its contents, you acknowledge and agree that the creators and operators of this document shall not be held responsible or liable for any inaccuracies, omissions, errors, or misinterpretations contained within. Any actions taken based on the information provided in this summary are at your own risk, and you are solely responsible for seeking appropriate advice and verification from qualified professionals.

Please note that laws and regulations are subject to change, and different interpretations and implementations may exist across jurisdictions. Therefore, it is essential to consult with legal professionals and relevant regulatory authorities to ensure compliance with MiFID II Directive and any applicable local laws or regulations.

Use this summary and you indicate your acceptance of these terms and conditions, and you agree to release the creators and operators of this document from any liability or responsibility for typos, misinterpretations, or inaccuracies that may arise.

Professional client

Professional client is a client who possesses the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs. In order to be considered to be professional client, the client must comply with the following criteria:

Entities that are required to be regulated or authorised to operate in the financial markets: – Credit institutions; – Investment firms; – Other authorized or regulated financial institutions; – Insurance companies; – Collective investment schemes and management companies of such schemes; – Pension funds and management companies of such funds; – Commodity and commodity derivative dealers; – Locals; – Other institutional investors
Large undertakings meeting two of the following size requirements on a company basis: – Balance sheet total of at least EUR 20 million – Net turnover of at least EUR 40 million – Own funds of at least EUR 2 million
National and regional governments, including public bodies that manage public debt at national or regional level, Central Banks, International and supranational institutions such as the World Bank, the IMF, the ECB, the EIB and other similar international organisations.
Other institutional investors whose main activity is to invest in financial instruments, including entities dedicated to the securitisation of assets or other financing transactions.
Clients who may be treated as professional investors on request

Valid only if an adequate assessment of the expertise, experience and knowledge of the client, undertaken by the investment firm, gives reasonable assurance, in light of the nature of the transactions or services envisaged, that the client is capable of making investment decisions and understanding the risks involved.

The fitness test applied to managers and directors of entities licensed under Directives in the financial field could be regarded as an example of the assessment of expertise and knowledge. In the case of small entities, the person subject to that assessment shall be the person authorised to carry out transactions on behalf of the entity.

In the course of that assessment, as a minimum, two of the following criteria shall be satisfied: — the client has carried out transactions, in significant size, on the relevant market at an average frequency of 10 per quarter over the previous four quarters, — the size of the client’s financial instrument portfolio, defined as including cash deposits and financial instruments exceeds EUR 500 000, — the client works or has worked in the financial sector for at least one year in a professional position, which requires knowledge of the transactions or services envisaged.

Eligible Counterparties

This is a distinct category that can be applied to a subset of Professional clients. Eligible counterparties receive the least investor protection.

Member States shall recognise as eligible counterparties for the purposes of this Article investment firms, credit institutions, insurance companies, UCITS and their management companies, pension funds and their management companies, other financial institutions authorised or regulated under Union law or the national law of a Member State, national governments and their corresponding offices including public bodies that deal with public debt, central banks and supranational organisations.
Member States may also recognise as eligible counterparties other undertakings meeting pre- determined proportionate requirements, including quantitative thresholds. In the event of a transaction where the prospective counterparties are located in different jurisdictions, the investment firm shall defer to the status of the other undertaking as determined by the law or measures of the Member State in which that undertaking is established.
Member States shall ensure that the investment firm, when it enters into transactions in accordance with paragraph 1 with such undertakings, obtains the express confirmation from the prospective counterparty that it agrees to be treated as an eligible counterparty. Member States shall allow the investment firm to obtain this confirmation either in the form of a general agreement or in respect of each individual transaction.
Member States may recognise as eligible counterparties third country entities equivalent to those categories of entities referred to in paragraph 1.
Member states may also recognise as eligible counterparties third country undertakings such as those referred to in paragraph 2 on the same conditions and subject to the same requirements as those laid down in paragraph 2.

Source: https://eur-lex.europa.eu/eli/dir/2014/65/oj/eng

This website is produced, published and maintained by Fondsmæglerselskabet CABA Capital A/S (“CABA Capital”). CABA Capital offers this website as a service and as a source of information for the user. The information on the website is general information that only relates to Danish and European legislation.

CABA Capital has taken reasonable care to ensure that any information is complete and correct. However, CABA Capital does not guarantee that this is the case and assumes no responsibility for errors, typos or omissions. All information is subject to change without prior notice.

CABA Capital strives to secure the website and thereby the users but cannot be held responsible for technical errors, interruptions or malware etc. visitors may incur when visiting this or linked websites.

Links to other websites have only been established for the user’s convenience and CABA Capital assumes no responsibility for information made available by third parties, regardless of whether access to this can be obtained via a link placed on this or related websites.

Please refer to Prospectus and PRIIPS-KID before making any final investment decisions. The marketing material on this website is produced by CABA Capital with the intend of orientation. The information does not constitute an offer to buy or sell any investment. CABA Capital and its affiliates do not provide tax, legal or accounting advice. The material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for tax, legal or accounting advice. You should consult your own tax, legal and accounting advisors before engaging in any transaction.

All investments in securities involve risks, which include (among others) the risk of adverse or unanticipated market-, financial- or political developments and, in international transactions, currency risk. Due to such risks, the value of securities may appreciate as well as depreciate.

The presented funds employ leverage, which may increase volatility and amplify both gains and losses, thereby entailing a higher level of risk. The funds can employ leverage of up to 20 times the assets under management of the respective funds.

Past performance does not predict future returns. Future performance is subject to taxation which depends on the personal situation of each investor, and which may change in the future.

Presented scenarios are an estimate of future performance based on evidence from the past on how the value of this investment varies, and/or current market conditions and are not an exact indicator. What you will get will vary depending on how the market performs and how long you keep the investment/product. Simulated past performance (back-test) is not a reliable indicator of future performance.

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